Equity-Linked Advisory

Equity-Linked Advisory & Strategic Participation

Leepfrog Advisory may, in selective circumstances, participate in client opportunities through equity, options or performance-based arrangements.

Any such participation is undertaken as principal, not as an intermediary or promoter of financial products.

When Equity Participation Is Considered

Equity or performance participation may be considered where:

• Senior execution involvement materially enhances outcomes

• Capital structure or governance complexity is a key constraint

• There is a defined commercial pathway to scale or exit

• Alignment of interests between owners and advisors is required

This model is selective and not suitable for all situations.

Typical Structures

• Minority equity interests

• Options or warrants linked to performance milestones

• Profit participation or success-based equity

All structures are negotiated directly with the client entity.

Governance & Discipline

Equity-linked engagements require:

• Defined scope and decision rights

• Clear performance milestones

• Transparent reporting

• Agreed exit or liquidity parameters

Engagement Pathway

Equity participation is only considered following an initial retainer-based advisory phase.